Corporate Governance
Director of China Academy of Corporate Governance
April 1992 – October 1996 Ph.D., Business Administration, Keio University, Japan
September 1988 – April 1992 Ph.D., Economics, Nankai University, P. R. China (joint Ph.D Program, Hitotsubashi University, Japan)
September 1985 – June 1988 Master, Economics, Nankai University, P. R. China
Nankai University, Tianjin, P. R. China
Chair Professor of Nankai University, November 2018 - present
Tianjin University of Finance and Economics, Tianjin, P. R. China
President, December 2013- January 2018
Dongbei University of Finance and Economics in Dalian, Liaoning Province, P. R. China
President, September 2010- October 2013
Nankai University, Tianjin, P. R. China
Dean, China Academy of Corporate Governance of Nankai University, October 2001-present
Chief Editor, Nankai Business Review, September 1998 –January 2018
Chief Editor, Nankai Business Review International, February 2010 –present
Professor, Institute of Modern Management, Business School of Nankai University, November 1997 -present
Dean, Business School of Nankai University, November 1997 –June 2011
Director, Institute of Modern Management, Business School of Nankai University, November 1997 – December 2007
Professor, Department of Economics of Nankai University, December 1996-November 1997
Lecturer, Department of Economics of Nankai University, January 1989
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2020 Second Class Prize of the P. R. China Academic Social Sciences Outstanding Achievement Award rewarded by Ministry of Education of China
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2019 First Class Prize of Outstanding Achievement Award on Chinese Enterprises reform and development
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2019 First Class Prize of Tianjin Academic Social Sciences Outstanding Achievement Award
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2018 The Management Science Award of China Management Science Society (Academic)
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2017 the National Library of Philosophy And Social Sciences Achievements
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2015 Second Class Prize of the China Academic Social Sciences Outstanding Achievement Award rewarded by Ministry of Education of China
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2015The first (2014) Sun Yefang Financial Innovation Award (Outstanding Paper)
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2012 Second Class Prize of the China Academic Social Sciences Outstanding Achievement Award rewarded by Ministry of Education of China
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2009 National May Day Labor Award
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2009 National Award for Distinguished Teacher
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2009 Second Class Prize of the China Academic Social Sciences Outstanding Achievement Award rewarded by Ministry of Education of China
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2008 “Corporate Governance” course was appraised as one of National Excellent Courses in Chinese Universities
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2008 First Class Prize of Tianjin Academic Social Sciences Outstanding Achievement Award
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2007 Excellent Management Award
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2007 Second Class Prize of the P. R. China Academic Social Sciences Outstanding Achievement Award rewarded by Ministry of Education of China
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2007 China MBA Education Contribution Award of CCTV
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2006 First Class Prize of Tianjin Academic Social Sciences Outstanding Achievement Award
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2005 Second Class Prize of National Teaching Achievement Awards of China
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2005 First Class Prize of Teaching Achievement Awards of Tianjin
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2004 First Class Prize of Tianjin Academic Social Sciences Outstanding Achievement Award
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2003 Sun Yefang Award for Economic Science
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2002 Grand Prize of Tianjin Academic Social Sciences Outstanding Achievement Award
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2002 First Class Prize of the China Academic Social Sciences Outstanding Achievement Award rewarded by Ministry of Education of China
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2001 the second Jiang Yiwei Excellent Works Award of Enterprise Reform and Development Fund
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2001 Young Teacher Award of Higher Education Institutions rewarded by Ministry of Education of China
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1999 Special Government Allowance given by the State Council of P. R. China
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1999 First Class Prize of Tianjin Academic Social Sciences Outstanding Achievement Award
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1999 Excellent Teaching Award of Baogang Foundation
Editor-in-Chief of China Encyclopedia • Business Administration Volume
Co-President of Chinese Academy of Management
Vice President of China Business Management Research Association
Vice-Chairman of China Group Companies Association
Member of the Professional Qualification Recognition Committee for External Directors of Central Enterprises
Convener of the 6th Discipline Appraisal Group (Business Administration) of the Academic Degrees Committee of the State Council
Vice Chairman of Business Administration Teaching and Instruction Committee, the Ministry of Education, P. R. China
Member of the 7th National Higher Education Establishment Appraisal Committee
Member of the Management Department of the 6th Science and Technology Committee , the Ministry of Education, P. R. China
Chairman of CCTV Financial Channel Index Expert Committee
Member of the Expert Committee on Discipline Development and Professional Setting of the Ministry of Education, P.R. China
Member of the 5th National MBA Teaching and Instruction Committee, the Ministry of Education, P. R. China
Honorary Consultant of SOItmC(Society of Open Innovation: Technology, Market & Complexity)
Member of Academic Advisory Committee of Frontiers of Business Research in China
Member of Editorial Board of Corporate Ownership and Control Journal
Chief editor of Nankai business Review International
Vice Chairman of Academic Committee of China Management Sciences Society
Executive vice president of Society of management science and Engineering Society of China(Previously Appointed)
President of Tianjin Management Association
Adjunct Professor of the Faculty of Business Administration ,University of Macau
Special advisor, School of management, Zhejiang University
Visiting Professor, Heriot-Watt University, UK
Consultant Professor, University of International Business and Economics
Adjunct Professor, Tongji University
Adjunct Professor, Wuhan University
Adjunct Professor, Shandong University
Adjunct Professor, Southwestern University of Finance and Economics
Distinguished Professor, Capital University of Economics and Business
Visiting Professor, Keio University, Japan(Previously Appointed)
Adjunct Professor , Northeastern University
(Articles):
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“The Urgent Problems and Countermeasures of Emergency Governance System under the Condition of Novel Coronavirus Pneumonia Outbreak”, Bulletin of Chinese Academy of Sciences,2020,(3)
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”On the cultural construction of securities industry from the perspective of corporate governance,China finance, 2020,(5)
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Reconstruction of industrial structure and management of enterprise crisis under epidemic situation”,China Family Business Review,2020.03
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“Green Governance Structure, ownship characteristics and Corporate Financial constraint”, Journal of Cleaner Production,2020.
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“Stakeholder Pressures and Corporate Environmental Strategies: A Meta-Analysis”,Sustainability,2020,12(3):1172.
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“Research on Innovation Strategy of Female Executive Based on Family Attributes and Gender Attributes”, Chinese Journal of Management,2019(11)
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“Chairman of the Board's Poverty Experience and Corporate Strategic Risk-taking”, East China Economic Management,2019,(11)
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“How to break through the restriction of Administrative economic governance model”, Tsinghua Financial Review,2019,(9)
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“Board Informal Hierarchy and Firm Violation”, Finance and Trade Research, 2019,(8)
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“Prevention of governance risk of listed financial institutions”, China Banking,2019,(7)
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“Research on Green Governance of Chinese Listed Companies and Its Evaluation”, Management World ,2019,(5)
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“Study of Chinese Social Organizations Governance Transition Path and Traits Based on the Social Control Theory”, Management Review ,2019,(4)
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“Forty Years of Corporate Governance Research:A Review and Agenda”, Foreign Economics & Management,2019,(12)
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“Green Governance: New Perspective from Open Innovation”, Sustainability, 2018, 10(11): 3845.
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“The Latest Development of Foreign Insurance Company Governance, Based on 2008-2017 Literature Review”, Insurance Studies,2018,(4)
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“Interpretation of leveraged buyout from the governance Implication of the ‘Baoneng-Vanke Contest ’,Tsinghua Financial Review,2017,(1)
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“Social Networks in Corporate Governance: Comparative Analysis of Domestic and Foreign Literature Based on Scientometrics”, Foreign Economics & Management,2017,(1)
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“Board Social Independence and CEO Turnover:Based on Research of Illegal Listed Company”, Journal of Management Science,2017,(2)
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“Does ‘Tongxiang Guanxi’ Play a Role in Policy Burden?A Test in the Local State-owned Enterprises”, Wuhan University Journal(Social Science),2017,(2)
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“Can Tongxiang Guanxi Play a Role in Executive Promotion? An Empirical Test Based on the Heads of Provincial State-owned Enterprises”, Journal of Finance and Economics,2017,(1)
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“Empirical Study on Power Compensation Effect of Private Companies' Leadership Separation”, Chinese Journal of Management,2017,(6)
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“Listen Broadly or Not? The Information Effect of Funds Network on Investment Efficiency”, Business Management Journal,2017,(10)
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“Do Donors Care about Commonweal Project of Charity Organization: An Empirical Study Based on the Rational Choice Theory”, Nankai Business Review,2017,(4)
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“Theoretical Research on Supply Chain Governance:Concept, Intention, and Normative Analysis Framework”, Nankai Business Review,2016,(1)
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“Does Corruption Grease or Sand the Wheels of Private Investment?”, Comparative Economic & Social Systems,2016,(2)
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“Plitical Performance Drive,Political Connection and Private Enterprises’ Investment Expansion”, Economic Theory and Business Management,2016,(5)
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“Corporate Foundations and Their Governance: Research Development and Future Prospects”, Foreign Economics & Management,2016,(6)
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“How Does Government Intervention Affect OFDI? An Institutional Theory Perspective”, Journal of Finance and Economics,2016,(3)
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“Family Management, Ownership and Management Separation and Accounting Conservatism”, Securities Market Herald ,2016,(3)
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“Does Social Capital Matter for Private Enterprises' Debt Sources?”, Economic Management Journal,2016,(4)
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“Information Environment Dynamics and Risk Function of Corporate Board—Based on the Perspective of Risk Disclosure”, Research on Economics and Management,2016,(5)
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“Pay- Performance Upside Down and Pay Adjustment:On the Maintenance of Pay Justification”, Finance and Trade Research,2016,(2)
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“Promotion of political achievements, political connection and investment expansion of private enterprises”, Social Science Digest,2016,(6)
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“Research on Power Distribution Model of the SOE Board——Based on the Perspective of Dual Power Coupling Evolution”, China Industrial Economics,2016,(8)
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“Corporate governance of rural credit cooperatives”, China Finance,2016,(9)
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“Innovation incentives or tax shield?—A study of the tax preferences of high-tech enterprises”, Science Research Management,2016,(11)
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“A Study on Anchoring Effects of Acquisition Premiums Decision”, Economic Research Journal ,2016,(6)
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“Research on the Effects of Board Informal Hierarchy on Firm Performance and its Affecting Mechanisms”, Journal of Management Science,2015,(1)
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“Philanthropy, Political Connection and Debt Finance: Reciprocal Behavior of Governments and Private Enterprises”, Nankai Business Review,2015,(1)
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“Accounting Conservatism,Information Asymmetry and M&A Performance:Evidence from Shanghai and Shenzhen A-share Listed Companies”, Economic Management Journal,2015,(2)
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“The market valuation of M&A announcements in the United Kingdom”, International Review of Financial Analysis, 2016,48:350-366.
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“New Thinking of Corporate Governance in the Era of Self-Organization”, PKU Business Review,2015,(3)
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“Managerial Ownership,Accounting Conservatism and M&A Performance:Evidence from Shanghai and Shenzhen A-share Listed Companies”, Journal of Audit & Economics,2015,(4)
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“Dynamic Effect of Managers and Their Related Parties’ Ownership: Based on Over-investment”, Journal of Industrial Engineering and Engineering Management,2015,(7)
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“Effect of Compliance on Governance Effectiveness in the Corporate Governance Supervision Environment—An Empirical Study Based on China Insurance Industry Data”, China Industrial Economics,2015,(8)
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“Does Chinese Listed Financial Institutions Governance Play an Effective Role:A Study from the Perspective of Risk Taking”, Modern Finance and Economics Journal,2015,(11)
(Books) -
“Corporate Governance in China: Research and Evaluation”, John Wiley & Sons Pte. Ltd., 2008.
“From Corporate Governance to National Governance”, co-authored, Jiangsu People's Publishing Ltd., June 2018 -
“Report on the Revision of China's Corporate Governance Standards”, Economic Science Press, August 2018
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“Green Governance Principle and Comparison of International Governance Rules”, China Science Publishing & Media Ltd., June 2018
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“Governance of State Holding Financial Institutions”, China Science Publishing & Media Ltd., May 2018
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“Report on Corporate Governance Evaluation of China's Listed Companies in 2015”, The Commercial Press, August 2016
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“China Corporate Governance and Development Report”, Peking University Press,April 2016
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“Corporate Governance Manual”, Coauthored, Tsinghua University Press, August 2015
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“Development Report of State Holding Listed Companies”, State-owned Assets Supervision and Administration Commission of the State Council, December2018-December2021
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“Research on the Mechanism And Standard of Green Governance, Humanities and Social Sciences Research Project of the Ministry of Education”, the Ministry of Education, P. R. China, April 2018-May 2019
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“Research on the Governance Style and Management Mode of World-Famous Scientific and Technological Communities and Its Implication to the Governance of Chinese Scientific and Technological Communities”, Major Research Projects of China Association for Science and Technology,May 2017-June 2018
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“Research on the Organization and Mode of Modern Social Governance ”, Major Program of National Natural Science Foundation of China, August 2015-December 2020
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“Research on the Capital Structure of Modern Enterprises “,the Ministry of Finance ,P. R. China, May 2014-October 2014
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“Improving Corporate Governance, Compliance Management and Corporate Social Responsibility of Chinese Enterprises”,Asian Development Bank, February 2013-November 2013
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“Development Report of China's Listed Companies”, Humanities and Social Sciences Project , the Ministry of Education, P. R. China, October 2011-October 2020
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“Basic Research on Chinese Enterprise Management Science: a Special Study on Corporate Governance”, Development Research Center of the State Concil, September2010-August 2012
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“Study of Promoting Corporate Governance in State-owned Financial Institutes”, Major Project of National Social Science Foundation of China, December 2010 - December 2013
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“Research on the Supervision Mode of the Board of Supervisors of the Central Enterprises”, State-owned Assets Supervision and Administration Commission of the State Council,July 2009-May 2010
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“Study on Board Structure, Mechanism and Evaluation”, Key Research Institute of Humanities and Social Sciences at Universities Project ,the Ministry of Education, P. R. China, 2008-2011
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“Research on Innovation Capacity of National Large Enterprise Groups”, Major National Soft Science Research Project, 2008-2009
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“Information Disclosure of Corporate Governance in China”, UNCTAD project, November 2007
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“A comparative study on the governance models of domestic and foreign enterprises”, the Organization Department of the Central Committee, June 2006
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“Research on China Corporate Governance and Evaluation”, Major Program of National Natural Science Foundation of China, 2005-2009
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“Research on the Evaluation of Directors of State-Owned Companies”, State-owned Assets Supervision and Administration Commission of the State Council ,November 2005-January 2006
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“Research on the Evaluation Index System of the Leading Members in Chinese State-Owned Enterprises”, State-owned Assets Supervision and Administration Commission of the State Council, June 2005- January 2006
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“Research on the Construction of the Board Of Directors of the Wholly State-Owned Company in China”, State-owned Assets Supervision and Administration Commission of the State Council , June 2005-July 2006
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“Research on SME economic development index(SMEI) in China”, the National Development and Reform Commission and the Ministry of Finance of the People’s Republic of China,2005-2007
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“Research on Institutional Innovations and Development of China Private Enterprises”, Key Project of Philosophy and Social Sciences Research, Ministry of Education,2004-2007.
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“Research on the Curriculum Development of Corporate Governance and Value Management” ,the World Bank project, January 2004-January 2007
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“Research on Evaluation Index of China Corporate Governance”, Key Research Institute of Humanities and Social Sciences at Universities project, the Ministry of Education, P. R. China, 2004-2007
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“Research on the Development of Private Enterprise Cluster and Its Policy System”, National Soft Science Project Fund, November2003-July 2004
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“Research on the Effects of SARS on Society and Economy and Strategies”, National Natural Science Foundation, 2003-2004
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“Modern corporate governance and enterprise management innovation”, “211” Project , 2001—2005
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“Structure, Mechanisms and Applications of Network Governance”, National Natural Science Foundation, 2003- 2005
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“Research on Operation Mechanism and Governance of Network Organization”, Special Scientific Research Fund for Doctoral Program of the Ministry of Education,2002-2004
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“Research on Risk Control and the Reform of Governance Structure in Financial Institutes”, National Social Science Foundation, 2002-2004
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“Research on the Internal Restriction Mechanism of Enterprise Credit Based on Corporate Governance”, National Natural Science Foundation Emergency Project, September 2001—September 2002
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“A Study on the Corporate Governance Mechanism of Multinational Corporations in China”, Key Projects of Tianjin Philosophy and Social Science Foundation, November 2001— November 2002
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“Modern management discipline construction project in e-management Era”, the “985” Project, July 2001-July 2004
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“A study on the governance mechanism of state-owned enterprises interacting with multinational corporations”, Tianjin Social Science Fund , January 2001—January 2003
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“Research on the Demand Change of Management Talents and the Reform of Management Education in the 21st Century”, Teaching Research Association of High-level Education,January 2000—January 2002
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“Comparative Studies on Corporate Governance between Japan and China”, National Natural Science Foundation, 1999-2001
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“Research on Modern Corporate Governance Structure: Financing Channels, Capital Structure and Corporate Governance”, Social Science Planning Fund Project of the Ministry of Education, October 1998—October 2001
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“Research on Shareholding System: Capital Structure, Corporate Governance and the Reconstruction of Shareholding System for SOEs”, National Social Science Foundation, 1998-2000
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“Study on Counterbalance Mechanisms of Managers’ Behaviors in the Transition of P. R. China SOEs”, National Natural Science Foundation, 1998-2000
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“A Study on the Mechanism of Behavior Control of Managers in Modern Enterprise System”, Excellent Teachers Fund supported by the Ministry of Education, P. R. China , May 1997—June 1999
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“An International Comparative Study of Corporate Governance”, the JSPS project, April 1997—March 1999
(Large Enterprise Consulting Projects):
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“Research on the Systematic Supervision Resources of China Shenhua Board of Supervisors at All Levels”, Shenhua Group of China, October 2012—May 2013
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“Research of Industrial and Commercial Bank of China”, Industrial and Commercial Bank of China, March 2011—March 2013
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“Consulting Project of Coca Cola”, Coca Cola Beverage Co., Ltd ,December 2007—December 2009
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“Governance Diagnosis of Beijing Vantone Real Estate Company”,Beijing Vantone Real Estate ,January 2005—December 2006
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“Management Policy Consultation of China General Nuclear Power Group”, China General Nuclear Power Group, January 2005—December 2007
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“Research on the Upgrading of Enterprise Management of Inner Mongolia Yili Industrial Group”, Inner Mongolia Yili Industrial Group ,January 2002—December 2002
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“COSCO Shipping Bulk Company Management Consulting”, COSCO Shipping Bulk Co.,Ltd, June 2001—June 2002
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“New Strategy of Capital Expansion of Sanjiu Enterprise Group”,Shenzhen Sanjiu Enterprise Group ,May 2001—October 2001
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“CNPC Offshore Egineering Company Management Consulting”, CNPC Offshore Egineering Company ,April 1999—December 1999
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“Tianjin Peacebay Power Group Management Consulting”, Tianjin Peacebay Power Group ,January 1998—December 1998
Seminars on Corporate Governance
Seminars on Governance of Enterprise Groups
Special topics of Corporate Governance
Corporate Governance